Licenses & Regulatory Credentials
Operating with Full Legal Authorization
REGULATORY INTEGRITY WITHIN GLOBAL MARKETS
At Global Asset Matrix (GAM), regulatory compliance is the foundation of our operations. We operate under the oversight of the U.S. Securities and Exchange Commission (SEC), ensuring that all investment mandates meet the highest standards of professionalism, transparency, and accountability.
Our regulatory approach includes:
- Full alignment with SEC requirements for investment management activities.
- Embedding compliance checks into portfolio design, execution, and reporting.
- Continuous monitoring of liquidity, counterparties, and exposures, ensuring resilience across market conditions.
- Transparent governance practices, with documentation and credentials available upon request.
By combining institutional discipline with global perspective, GAM safeguards client portfolios with a commitment to both regulatory integrity and long-term trust.
Global Asset Matrix (GAM) is headquartered in New York, United States, and operates under the oversight of the U.S. Securities and Exchange Commission (SEC).
At Global Asset Matrix (GAM), compliance is fundamental to our business model. We operate under the U.S. Securities and Exchange Commission (SEC) framework, ensuring that every mandate is delivered with legal integrity, transparency, and accountability.
At Global Asset Matrix (GAM), our scope of activity is focused exclusively on investment management and advisory services.
- Multi-asset portfolio management — discretionary and advisory mandates across public and private markets.
- Alternative investment solutions — hedge funds, private equity, infrastructure, and real assets.
- Structured and customized strategies — thematic, sectoral, and client-specific solutions.
- Risk management integration — scenario testing, liquidity oversight, and counterparty monitoring.
- Cross-regional allocation — globally diversified exposure through our distributed research network.
- Advisory services for qualified institutional and high-net-worth clients
- Portfolio management across equities, fixed income, alternatives, and structured solutions
- Discretionary mandates with end-to-end portfolio construction, monitoring, and rebalancing
- Advisory mandates providing strategic insights and collaborative investment planning
Our firm operates in full compliance with the Investment Advisers Act of 1940, maintaining documented policies, audited reporting procedures, and client disclosures as required under federal law.
Global Asset Matrix (GAM) operates under a single, unified compliance framework anchored in the U.S. Securities and Exchange Commission (SEC). All investment management and advisory activities are aligned with the Investment Advisers Act of 1940 and SEC reporting standards.
At GAM, regulatory integrity is more than compliance — it is a commitment to building lasting trust and delivering resilient investment outcomes.
Our Compliance Philosophy
At Global Asset Matrix (GAM), compliance is not viewed as a formality but as the foundation of trust. Our business model is built on transparency, regulatory alignment, and client protection, ensuring that every investment decision reflects the highest standards of integrity.
All services we provide—whether discretionary mandates, advisory solutions, or structured portfolios—are governed by a framework of SEC oversight, robust risk controls, and disciplined monitoring. This ensures that our clients benefit from strategies that are not only performance-driven but also legally sound and resilient across jurisdictions.
For additional documentation, due diligence materials, or verification requests, clients may contact our compliance office. We believe that clarity and openness are essential to long-term partnership.
